Compliance News

Compliance: CDD Rule Electronic Certification Form Available

May 01, 2018

The Treasury’s Financial Crimes Enforcement Network’s (FinCEN) customer due diligence (CDD) becomes effective May 11. FinCEN has made its electronic CDD beneficial owner certification form available.

New Compliance Options for Marketers

April 26, 2018

Last week, the NCUA Board approved a final rule that will allow credit unions to use a shorter insurance statement for marketing. The rule is set to take effect May 25th.

Do Marketing and Compliance Really Go Together?

April 25, 2018

Are marketing and compliance like oil and water in your credit union? Developing compliant marketing campaigns and managing marketing risk don’t have to cause you to pull your hair out. Marketers and compliance staff can find a happy medium.

NCUA Updates Capital Planning and Stress Testing; Allows New Shortened Advertising Statement

April 20, 2018

The NCUA Board met for its April open board meeting this week. At the meeting the Board approved two final rules. The first item was on capital planning and stress testing and the second on advertising.

Page 70 of 70 pages ‹ First  < 68 69 70